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William Ross Guthrie

Raymond James & Associates, Inc.

Edina, MN

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-04-30
  • MN RA
    APPROVED
    Since 2024-04-30

Branch Locations

3600 Minnesota Drive Suite 790, Edina, MN 55435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Minneapolis MN 01/2020 04/2022
Wells Fargo Home Mortgage Minneapolis MN 09/2010 12/2019
Raymond James & Associates, Inc Edina MN 04/2022 Present
  • 01/2020 → 04/2022
    Wells Fargo Clearing Services
    Minneapolis, MN
  • 09/2010 → 12/2019
    Wells Fargo Home Mortgage
    Minneapolis, MN
  • 04/2022 → Present
    Raymond James & Associates, Inc
    Edina, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-22
S63 Uniform Securities Agent State Law Examination 2020-02-24
  • S66 Uniform Combined State Law Examination
    2024-04-22
  • S63 Uniform Securities Agent State Law Examination
    2020-02-24
Other Names
  • Will Guthrie

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · EDINA, MN
THOMAS LEO ADVISORY, LLC · MINNEAPOLIS, MN
STAIRWAY PARTNERS, LLC · MINNEAPOLIS, MN
MSM FINANCIAL, LLC · MINNEAPOLIS, MN
STAIRWAY PARTNERS, LLC · MINNEAPOLIS, MN
EDWARD JONES · MINNEAPOLIS, MN
U.S. BANCORP ADVISORS, LLC · Edina, MN
CETERA INVESTMENT ADVISERS LLC · MINNEAPOLIS, MN

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