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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2020-12-03 |
Branch Locations
795 Ridge Lake Blvd, Suite 100, Memphis, TN 38120 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bed Bath & Beyond | Memphis | TN | 07/2015 | 08/2018 |
| Target | Memphis | TN | 07/2018 | 09/2019 |
| The University Of Memphis | Memphis | TN | 08/2019 | 05/2020 |
| Memphis Planning And Wealth | Memphis | TN | 01/2020 | 05/2020 |
| Lpl Financial | Memphis | TN | 05/2020 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 10/2020 | Present |
1) 06/2020 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - MEMPHIS PLANNING AND WEALTH - INVESTMENT RELATED - MEMPHIS, TN 38120 2) 02/26/2025 - Memphis Planning and Wealth - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 05/19/2023 - 173 hours per month/ 160 hours during trading 3) 02/26/2025 - Private Advisor Group, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 05/19/2023 - 173 hours per month/ 160 hours during trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 173 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-06 |
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