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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-24
SC RA APPROVED 2020-05-09
  • TX RA
    APPROVED
    Since 2022-02-24
  • SC RA
    APPROVED
    Since 2020-05-09

Branch Locations

1320 Main St Ste 600, Columbia, SC 29201 • United States

1620 E Greenville St, Anderson, SC 29621 • United States

2312 W Parker Rd, Greenville, SC 29617 • United States

3043 White Horse Rd, Greenville, SC 29611 • United States

1720 Woodruff Rd, Greenville, SC 29607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Upward Sports Spartanburg SC 01/2010 01/2020
Wells Fargo Clearing Services, Llc Anderson SC 01/2020 Present
Other Businesses

VIP KID, NOT INV RELATED, SIMPSONVILLE, SC, ESL TUTOR, START 1/1/2017, 40 HOURS PER MONTH, ZERO HOURS DURING TRADING, TUTORING IN ENGLISH AS A SECOND LANGUAGE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-09
  • S66 Uniform Combined State Law Examination
    2020-05-09

View on SEC IAPD

Other Firms

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