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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
4370 La Jolla Village Drive Suite 310, San Diego, CA 92122-1250 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Flavor Comfort Food | Half Moon Bay | CA | 08/2012 | 12/2016 |
| Mavericks Surf Company | Half Moon Bay | CA | 03/2012 | 07/2017 |
| Main Street Scholars | Half Moon Bay | CA | 06/2015 | 08/2019 |
| Rw Baird | Bellevue | WA | 01/2020 | 11/2021 |
| Learning Professionals | Bellevue | WA | 10/2019 | 11/2024 |
| Pruco Securities Llc | San Diego | CA | 04/2022 | 11/2024 |
| Ubereats | San Diego | CA | 04/2021 | 11/2024 |
| San Diego Shores Water Polo Club | San Diego | CA | 10/2021 | Present |
| The Prudential Insurance Company Of America | San Diego | CA | 07/2022 | Present |
| Lpl Enterprise, Llc | San Diego | CA | 11/2024 | Present |
1) 11/01/2024- San Diego Shores Water Polo Club- Coach/ Sports/ Fitness- Coaching a team of 10-15 boys between the ages of 12 and 14 in the skills of water polo, involving both practices and games.- Not INV Related- At San Diego, CA- Start Date 10/01/2021-32 HRS MTH- 0 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-16 |
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