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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2012-12-18
TX RA APPROVED_RES 2012-12-14
  • FL RA
    APPROVED
    Since 2012-12-18
  • TX RA
    APPROVED_RES
    Since 2012-12-14

Branch Locations

220 Se 36Th Ave, Ocala, FL 34471 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Ocala FL 12/2012 Present
Previous Registrations
  • 2009-06-01 → 2012-12-19
    Ocala, FL
  • 2008-12-19 → 2009-06-01
    Morgan Stanley & Co. Llc
    Ocala, FL
  • 2008-01-01 → 2009-01-29
    Ocala, FL
  • 2006-05-03 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    St. Louis, MO
    Ocala, FL
Other Businesses

FMC REAL ESTATE, INV RELATED, OCALA, FL, 33.33% OWNER, START: 2016, 0 HOURS, NO DUTIES. TOV OHIO 2025 GROUP, LLC ; INV RELATED; MIDDLETON, MD; FINET PRTC; START DATE: 10/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; TODD CRAIG ACQUISITIONS ; NOT INV RELATED;OCALA,FL; 100% OWNERSHIP; START DATE: 12/12/2024; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-01
S63 Uniform Securities Agent State Law Examination 2005-09-26
  • S66 Uniform Combined State Law Examination
    2006-05-01
  • S63 Uniform Securities Agent State Law Examination
    2005-09-26
Other Names
  • Todd E Craig

View on SEC IAPD

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