Best Investors Account Sign in

Colin Phillip Plaisance

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mandeville, LA

Vienna, VA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-06-03
VA RA APPROVED 2022-04-27
DC RA APPROVED 2020-07-23
TX RA APPROVED 2020-06-29
MD RA APPROVED 2020-06-23
  • LA RA
    APPROVED
    Since 2022-06-03
  • VA RA
    APPROVED
    Since 2022-04-27
  • DC RA
    APPROVED
    Since 2020-07-23
  • TX RA
    APPROVED
    Since 2020-06-29
  • MD RA
    APPROVED
    Since 2020-06-23

Branch Locations

2681 N Causeway Blvd, Mandeville, LA 70471 • United States

8075 Leesburg Pike, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bethesda MD 01/2020 Present
Bank Of America, N.A. Bethesda MD 01/2020 Present
U.S. Department Of Labor Washington DC 10/2016 01/2020
Parents Work Pllc Fairfax VA 08/2016 10/2016
Clyde's Restaurant Group Columbia MD 08/2016 10/2016
George Mason University Fairfax VA 08/2012 12/2016
  • 01/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Bethesda, MD
  • 01/2020 → Present
    Bank Of America, N.A.
    Bethesda, MD
  • 10/2016 → 01/2020
    U.S. Department Of Labor
    Washington, DC
  • 08/2016 → 10/2016
    Parents Work Pllc
    Fairfax, VA
  • 08/2016 → 10/2016
    Clyde's Restaurant Group
    Columbia, MD
  • 08/2012 → 12/2016
    George Mason University
    Fairfax, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-19
  • S66 Uniform Combined State Law Examination
    2020-06-19
Other Names
  • Colin Plaisance

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
CONCURRENT INVESTMENT ADVISORS, LLC
EAGLE STRATEGIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC
SILVER OAK SECURITIES, INCORPORATED
EDELMAN FINANCIAL ENGINES
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
GT FINANCIAL, LTD., L.L.C.

Other Investors

JEFFREY DAVID BRUCE
STEWART RYAN SHIELDS
MICHAEL T HUERSTEL
DOUGLAS C TATE
RICHARD S DANIELSON
PHILBERT J DEMARIE
JEANINE MARIE CAZAUBON
DARRYL NORMAN MIERL

Other Offices

LPL FINANCIAL LLC · MANDEVILLE, LA
CONCURRENT INVESTMENT ADVISORS, LLC · Mandeville, LA
EAGLE STRATEGIES LLC · MANDEVILLE, LA
AMERIPRISE FINANCIAL SERVICES, LLC · MANDEVILLE, LA
LPL FINANCIAL LLC · MANDEVILLE, LA
SILVER OAK SECURITIES, INCORPORATED · MADISONVILLE, LA
EDELMAN FINANCIAL ENGINES · MANDEVILLE, LA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · MANDEVILLE, LA

More in Mandeville, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor