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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-07-22
TX RA APPROVED 2020-06-29
  • FL RA
    APPROVED
    Since 2020-07-22
  • TX RA
    APPROVED
    Since 2020-06-29

Branch Locations

401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tampa FL 01/2020 Present
Bank Of America, N.A. Tampa FL 01/2020 Present
University Of Central Florida Orlando FL 05/2012 05/2017
Cardinal Gibbons High School Fort Lauderdale FL 01/2017 12/2017
Cbiz Mhm, Llc Boca Raton FL 02/2018 09/2019
Unemployed Fort Lauderdale FL 10/2019 12/2019
  • 01/2020 → Present
    Tampa, FL
  • 01/2020 → Present
    Bank Of America, N.A.
    Tampa, FL
  • 05/2012 → 05/2017
    University Of Central Florida
    Orlando, FL
  • 01/2017 → 12/2017
    Cardinal Gibbons High School
    Fort Lauderdale, FL
  • 02/2018 → 09/2019
    Cbiz Mhm, Llc
    Boca Raton, FL
  • 10/2019 → 12/2019
    Unemployed
    Fort Lauderdale, FL
Other Businesses

I*1916317, Entity Type, Entity Charitable, Name of OBA: St Coleman Catholic Church, Address: Pompano Beach, FL, 33062, Investment Related: No, Position, Title, Association: Committee, Employee Start Date: 08/19/2024, No Hours: 2hrs/Mo, No Hours during trading: 0, Duties: It is the Church's Finance Council. I will be solely in an advisory role. the pastor comes to the council for the use /direction of the Church's funds and we, as a advisory council, provide him the best route to take. I will NOT have any access to church funds nor will I be able to transact on the accounts. I*: 2246265 Entity Type: School Name of OBA: Cardinal Gibbons High School Address: Fort Lauderdale, FL Investment Related: No Position, Title, Association: Pathway Advisory Committee member Employee Start Date: 4/16/2025 Number of Hours: 4-5 hrs qtrly Number of Hours during trading: 0 Duties: Pathway Advisory Committee @ Cardinal Gibbons High School: I will be part of a board for students who are interested in business/finance careers to speak to them about what my career path was, how I made it to this point today, etc... grades: 10-12 (Sophomores-Seniors)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-19
  • S66 Uniform Combined State Law Examination
    2020-06-19
Other Names
  • Richard Lang
  • Richard A Lang

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