Best Investors Account Sign in

Maximo Trama

Mml Investors Services, LLC

Southbury, CT

Claim This Profile
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-06-27
  • CT RA
    APPROVED
    Since 2025-06-27

Branch Locations

555 Heritage Rd Ste 204, Southbury, CT 06488 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Southbury CT 08/2024 Present
Mml Investors Services, Llc Southbury CT 01/2020 Present
Wealthbuilding Llc Southbury CT 01/2024 08/2024
Mariano Mcgrath And Associates Southbury CT 01/2023 01/2024
Charter Oak Financial Southbury CT 01/2020 01/2023
Konica Minolta Tarrytown NY 01/2017 01/2020
Oak Beverages Inc. Blauvelt NY 01/2014 01/2017
  • 08/2024 → Present
    Massmutual Life Insurance Co
    Southbury, CT
  • 01/2020 → Present
    Mml Investors Services, Llc
    Southbury, CT
  • 01/2024 → 08/2024
    Wealthbuilding Llc
    Southbury, CT
  • 01/2023 → 01/2024
    Mariano Mcgrath And Associates
    Southbury, CT
  • 01/2020 → 01/2023
    Charter Oak Financial
    Southbury, CT
  • 01/2017 → 01/2020
    Konica Minolta
    Tarrytown, NY
  • 01/2014 → 01/2017
    Oak Beverages Inc.
    Blauvelt, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-21
  • S66 Uniform Combined State Law Examination
    2025-06-21

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LPL FINANCIAL LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
WELLS FARGO CLEARING SERVICES, LLC
OSAIC INSTITUTIONS, INC.
KESTRA ADVISORY SERVICES, LLC
SANCTUARY ADVISORS, LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

Harold W Smith
Theodore E De Giacomo
JORGE DIAS
JAMES HENRY ATKINSON
MICHAEL ALAN MARTIN
Steven D Sax
JOAN A BUONOCORE
Jennifer L Cremin

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SOUTHBURY, CT
LPL FINANCIAL LLC · SOUTHBURY, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Southbury, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SOUTHBURY, CT
LPL FINANCIAL LLC · SOUTHBURY, CT
WELLS FARGO CLEARING SERVICES, LLC · SOUTHBURY, CT
OSAIC INSTITUTIONS, INC. · SOUTHBURY, CT
KESTRA ADVISORY SERVICES, LLC · Southbury, CT

More in Southbury, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor