Leslie Dyke Stewart

Current Employers

Employment History

• 08/2013 → 09/2019
  Sagepoint Financial
  Phoenix, AZ
• 09/2019 → Present
  Lpl Financial Llc
  Hickory, NC

Previous Registrations

• 2013-08-26 → 2019-09-19
  Osaic Services, Inc.
  Scottsdale, AZ
  Granite Falls, NC
• 2008-05-13 → 2013-08-23
  Wfg Advisors, Lp
  Hickory, NC
• 2007-09-03 → 2007-12-31
  Carolina Investment Advisors, Llc
  Hickory, NC
• 2006-03-17 → 2007-08-21
  A. G. Edwards & Sons, Inc.
  Hickory, NC
• 2005-02-23 → 2006-03-29
  Ubs Financial Services Inc.
  Hickory, NC

Other Businesses

1) 9/17/19- SOUTHEAST RETIREMENT PLANNERS, INC- DBA for LPL Business (entity for LPL business)- Inv. Related- Hickory, NC -120hrs/mth 2) 9/17/19- Southeast Retirement Planners- Non-Variable Insurance- Agent - Inv. Related- Hickory, NC - start date 9/1/2004- 1hrs/mth -5% 3) 01/26/2026 - Southeast Tax & Consulting Services LLC - Tax Prep/Accounting/CPA - CO-Owner - Investment Related - At Reported Business Location(s) - Start Date 01/12/2026 - 10 hours per month/ 5 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2005-02-22

Other Names

• Les Dyke Stewart
• Leslie Stewart