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David Garcia

Edward Jones

Niagara Falls, NY

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-14
NY RA APPROVED 2021-06-29
MO RA APPROVED 2020-05-20
  • TX RA
    APPROVED
    Since 2024-03-14
  • NY RA
    APPROVED
    Since 2021-06-29
  • MO RA
    APPROVED
    Since 2020-05-20

Branch Locations

3008 Military Rd, Niagara Falls, NY 14304-1225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usi Insurance Services Buffalo NY 06/2014 01/2020
Edward Jones Buffalo NY 01/2020 Present
  • 06/2014 → 01/2020
    Usi Insurance Services
    Buffalo, NY
  • 01/2020 → Present
    Edward Jones
    Buffalo, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-19
  • S66 Uniform Combined State Law Examination
    2020-05-19
Other Names
  • David Edward Garcia

View on SEC IAPD

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