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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-24
  • CA RA
    APPROVED
    Since 2026-02-24

Branch Locations

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 05/2023 Present
Cetera Advisors Llc Greenwood Village CO 05/2023 Present
Cetera Investment Services Llc St Cloud MN 05/2023 Present
Cetera Financial Specialists Llc Schaumburg IL 05/2023 Present
Jeanne Gibson San Francisco CA 09/2024 09/2024
Msla Management Llc Pasadena CA 01/2015 12/2017
John F Maher Md Torrance CA 01/2018 12/2019
Compex Legal Services Inc Torrance CA 05/2020 12/2020
Cetera Financial Group El Segundo CA 01/2021 06/2021
Cetera Financial Group El Segundo CA 01/2020 04/2020
Vickie Intriago Torrance CA 06/2021 05/2023
Cetera Investment Advisers Llc Schaumburg IL 02/2026 Present
  • 05/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 05/2023 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 05/2023 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 05/2023 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 09/2024 → 09/2024
    Jeanne Gibson
    San Francisco, CA
  • 01/2015 → 12/2017
    Msla Management Llc
    Pasadena, CA
  • 01/2018 → 12/2019
    John F Maher Md
    Torrance, CA
  • 05/2020 → 12/2020
    Compex Legal Services Inc
    Torrance, CA
  • 01/2021 → 06/2021
    Cetera Financial Group
    El Segundo, CA
  • 01/2020 → 04/2020
    Cetera Financial Group
    El Segundo, CA
  • 06/2021 → 05/2023
    Vickie Intriago
    Torrance, CA
  • 02/2026 → Present
    Schaumburg, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-21
  • S66 Uniform Combined State Law Examination
    2026-02-21

View on SEC IAPD

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