Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-22 |
| NY | RA | APPROVED | 2023-05-19 |
Branch Locations
277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research | Fairfield | IA | 01/2020 | 11/2020 |
| North Carolina State University | Raleigh | NC | 08/2015 | 02/2017 |
| University Of Delaware | Newark | DE | 02/2017 | 06/2019 |
| Rbc Capital Markets, Llc | New York | NY | 11/2020 | 05/2023 |
| J.P. Morgan Securities Llc | New York | NY | 05/2023 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 05/2023 | Present |
| Insight Global, Llc | New York | NY | 08/2020 | 11/2020 |
| Signature Financial Group, Llc | Paramus | NJ | 09/2019 | 08/2020 |
| Nissin International Transport Usa | Upper Saddle River | NJ | 05/2018 | 08/2018 |
| West End Electrical Contractors Llc | Pompton Plains | NJ | 06/2019 | 09/2019 |
Effective 5/19/2023 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-31 |
Reach out to this advisor