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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cape Securities, Inc. | New York | NY | 09/2015 | 04/2017 |
| Woori America Bank | New York | NY | 07/2017 | 08/2017 |
| Citigroup | Long Island City | NY | 11/2017 | 03/2019 |
| Mindlance (Citi) | Long Island City | NY | 08/2017 | 11/2017 |
| Deloitte Consulting Lp | New York | NY | 03/2019 | 11/2020 |
| New York Life | New York | NY | 12/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-28 |
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