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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-04 |
| NM | RA | APPROVED | 2017-08-29 |
Branch Locations
8100 Lang Ave Ne Suite 102, Albuquerque, NM 87109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Albuquerque | NM | 06/2016 | Present |
| Mml Investors Services, Llc | Albuquerque | NM | 09/2016 | Present |
NAME: ALBUQUERQUE YOUTH SYMPHONY PROGRAM INV REL: N ADD: 4407 MENAUL BLVD NE, ALBUQUERQUE, NM 87110 NATURE: PROVIDE YOUTH SYMPHONY TO THE CITY POSITION: SECRETARY START DATE: 08/12/2025 No. HR/MO: 2. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: RECORD MINUTES AND NOTES FROM THE BOARD MEETING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-28 |
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