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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

155 N Lake Avenue, Pasadena, CA 91101-1848 • United States

Baldwin Park, CA • United States

123-127 South Lake Ave., Pasadena, CA 91101-2604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameritas Investment Corp Garden Grove CA 08/2016 09/2018
Dennis W Wilson Insurance Agency, Inc Garden Grove CA 09/2016 05/2019
Ameritas Life Insurance Corp Garden Grove CA 08/2016 09/2018
The Prudential Insurance Company Of America City Of Industry CA 05/2019 09/2019
Pruco Securities City Of Industry CA 05/2019 09/2019
Jp Morgan Securities, Llc Pasadena CA 09/2019 05/2021
Jp Morgan Chase Bank, N.A. Pasadena CA 09/2019 05/2021
Fidelity Investments Pasadena CA 06/2021 Present
Fidelity Investments Boston MA 03/2025 Present
  • 08/2016 → 09/2018
    Ameritas Investment Corp
    Garden Grove, CA
  • 09/2016 → 05/2019
    Dennis W Wilson Insurance Agency, Inc
    Garden Grove, CA
  • 08/2016 → 09/2018
    Ameritas Life Insurance Corp
    Garden Grove, CA
  • 05/2019 → 09/2019
    The Prudential Insurance Company Of America
    City Of Industry, CA
  • 05/2019 → 09/2019
    Pruco Securities
    City Of Industry, CA
  • 09/2019 → 05/2021
    Pasadena, CA
  • 09/2019 → 05/2021
    Jp Morgan Chase Bank, N.A.
    Pasadena, CA
  • 06/2021 → Present
    Fidelity Investments
    Pasadena, CA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2021-07-26 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Pasadena, CA
  • 2019-10-17 → 2021-06-02
    San Dimas, CA
    San Dimas, CA
    Pasadena, CA
    Glendale, CA
  • 2019-05-17 → 2019-10-23
    Irvine, CA
    City Of Industry, CA
Other Businesses

OBA-130994|OrgNmn:Not sure|Org Addr:Baldwin Pa,California,US|OBA Nature:Selling liquidation from busin|Invst Rel:N|Title:business owner|Duties:Managing the online business since my dad will handle the physical locations. I will do it mostly after work or on the weekend. |StrtDt:|TotHrs/mon:8|TrdHrs/mon:0|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-17
S63 Uniform Securities Agent State Law Examination 2016-08-15
  • S65 Uniform Investment Adviser Law Examination
    2017-10-17
  • S63 Uniform Securities Agent State Law Examination
    2016-08-15
Designations
Other Names
  • Thanh Duc Nguyen

View on SEC IAPD

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