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Benjamin Howard Halter

Janney Montgomery Scott LLC

Glastonbury, CT

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-09-16
TX RA APPROVED_RES 2021-02-24
FL RA APPROVED 2018-11-13
CT RA APPROVED 2018-11-09
NC RA APPROVED 2018-11-09
  • NJ RA
    APPROVED
    Since 2021-09-16
  • TX RA
    APPROVED_RES
    Since 2021-02-24
  • FL RA
    APPROVED
    Since 2018-11-13
  • CT RA
    APPROVED
    Since 2018-11-09
  • NC RA
    APPROVED
    Since 2018-11-09

Branch Locations

95 Glastonbury Boulevard Suite 404, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc. Hartford CT 07/2016 11/2018
Janney Montgomery Scott Llc Glastonbury CT 11/2018 11/2024
Janney Montgomery Scott Llc Glastonbury CT 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-23
  • S66 Uniform Combined State Law Examination
    2017-10-23

View on SEC IAPD

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