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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-02-24 |
| SD | RA | APPROVED | 2026-01-15 |
| AL | RA | APPROVED | 2025-07-15 |
| NH | RA | APPROVED | 2025-02-25 |
| WV | RA | APPROVED | 2025-01-30 |
| DE | RA | APPROVED | 2024-01-16 |
| GA | RA | APPROVED | 2022-11-28 |
| PA | RA | APPROVED | 2022-10-26 |
| NC | RA | APPROVED | 2021-09-10 |
| AZ | RA | APPROVED | 2021-05-25 |
| MA | RA | APPROVED | 2021-05-18 |
| CA | RA | APPROVED | 2021-05-13 |
| CO | RA | APPROVED | 2021-05-13 |
| HI | RA | APPROVED | 2021-05-13 |
| MD | RA | APPROVED | 2021-05-13 |
| NJ | RA | APPROVED | 2021-05-13 |
| NY | RA | APPROVED | 2021-05-13 |
| OH | RA | APPROVED | 2021-05-13 |
| OR | RA | APPROVED | 2021-05-13 |
| TX | RA | APPROVED | 2021-05-13 |
| VA | RA | APPROVED | 2021-05-13 |
| WA | RA | APPROVED | 2021-05-13 |
| CT | RA | APPROVED | 2021-04-27 |
Branch Locations
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
Lewis Center, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance | Rye Brook | NY | 07/2016 | 08/2023 |
| Park Avenue Securities | Rye Brook | NY | 03/2021 | 08/2023 |
| Park Avenue Securities | Lewis Center | OH | 08/2023 | Present |
| Guardian Life Insurance | Lewis Center | OH | 08/2023 | Present |
1) Insurance Products Other than Guardian, Start Date: 3/8/2021 Address: 1933 Poplar Pl, Lewis Center, OH 43035, 2 total hours per month / 2 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-19 |
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