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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-25
  • NY RA
    APPROVED
    Since 2021-08-25

Branch Locations

90 Park Ave 18Th Floor, New York, NY 10016 • United States

Rockville Centre, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company New York NY 07/2016 Present
Mml Investors Services New York NY 09/2016 Present
  • 07/2016 → Present
    Mass Mutual Life Insurance Company
    New York, NY
  • 09/2016 → Present
    Mml Investors Services
    New York, NY
Other Businesses

NAME: MICHAEL GIRASOLE/LENOX ADVISORS INC. INV REL: Y ADD: 90 PARK AVENUE 18th FLOOR, NEW YORK, NY 10016 NATURE: OUTSIDE INSURANCE POSITION: AGENT START DATE: 07/18/2016 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 DUTIES: LIFE, HEALTH

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-01
S63 Uniform Securities Agent State Law Examination 2017-02-27
  • S65 Uniform Investment Adviser Law Examination
    2020-10-01
  • S63 Uniform Securities Agent State Law Examination
    2017-02-27

View on SEC IAPD

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