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Noah Ross Shulman

Advisors Asset Management, Inc.

New York, NY

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Current Employers
Advisors Asset Management, Inc.

18925 Base Camp Road Suite 203, Monument, CO 80132 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-15
  • NY RA
    APPROVED
    Since 2026-06-15

Branch Locations

420 Lexington Avenue, Suite 1705, New York, NY 10170 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Barclays Bank New York NY 07/2016 01/2019
Neuberger Berman New York NY 02/2019 03/2025
Anagram Capital New York NY 03/2025 03/2026
Advisors Asset Management, Inc Monnument CO 06/2026 Present
  • 07/2016 → 01/2019
    Barclays Bank
    New York, NY
  • 02/2019 → 03/2025
    Neuberger Berman
    New York, NY
  • 03/2025 → 03/2026
    Anagram Capital
    New York, NY
  • 06/2026 → Present
    Advisors Asset Management, Inc
    Monnument, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-05
  • S66 Uniform Combined State Law Examination
    2019-09-05

View on SEC IAPD

Other Firms

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P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC
BRIGHTSPIRE CAPITAL ADVISORS, LLC
ACORN ADVISORY CAPITAL, L.P.
COMPASS GROUP LLC
CRESTVIEW PARTNERS
LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone
Logan Stephen Michals
JONATHAN HARRY SIEGEL
HAL WILLIAM BROWN
RICCARDO MARIA RAINIERI
TEDDY LELLOS

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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