Owen Ellsworth

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 10/2024
  Citigroup
  New York, NY
• 10/2024 → Present
  Bmo Harris Bank
  New York, NY
• 05/2025 → Present
  Lpl Financial Llc
  New York, NY

Previous Registrations

• 2017-02-02 → 2024-10-08
  Citigroup Global Markets Inc.
  New York, NY

Other Businesses

1. Start Date: 05/21/2025 - BMO Investment Services - DBA for LPL Business (entity for LPL business) - Investment related - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading - Time Spent:0 2. Start Date: 10/03/2024 - BMO Harris Bank - Financial Institution Duty - Investment related - New York, NY 10036 - 160 Hrs/Mth - 40 Hrs During Trading - Time Spent:100

Exams

• S66 Uniform Combined State Law Examination
  2017-01-26

Other Names

• Owen Ellsworth
• Owen Thomas Ellsworth