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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-10-01 |
| TX | RA | APPROVED | 2025-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Naperville | IL | 09/2025 | Present |
| J.P. Morgan Securities Llc | Naperville | IL | 09/2025 | Present |
| Fidelity Investments | Naperville | IL | 08/2020 | 09/2025 |
| Jpmorgan Chase Bank, N.A. | Arlington Heights | IL | 07/2016 | 08/2020 |
| J.P. Morgan Securities Llc | Arlington Heights | IL | 07/2016 | 08/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-17 |
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