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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-02-24
KY RA APPROVED 2019-11-06
TX RA APPROVED 2019-02-21
WV RA APPROVED 2018-06-15
  • GA RA
    APPROVED
    Since 2021-02-24
  • KY RA
    APPROVED
    Since 2019-11-06
  • TX RA
    APPROVED
    Since 2019-02-21
  • WV RA
    APPROVED
    Since 2018-06-15

Branch Locations

1117 3Rd Ave, Huntington, WV 25701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Huntington WV 07/2016 Present
Bank Of America, N.A. Huntington WV 05/2018 Present
Other Businesses

I*132199For profit or not for profit: For-Profit OrganizationName of outside business organization: Village Renew-All Antique MallInvestment related: NAddress of business: Huntington, West Virginia 25705Nature of business: CooperativePosition, title, association: Owner, Start date of relationship: 7/31/2020Number of hours devoted: 20 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: owner of an antique mall booth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-07
  • S66 Uniform Combined State Law Examination
    2018-06-07
Other Names
  • Lee Canup
  • Leanna Canup

View on SEC IAPD

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