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Kathy Lynn Whitley

Morgan Stanley

Huntington, WV

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-02-01
TX RA APPROVED_RES 2020-04-23
WV RA APPROVED 2009-06-01
  • OH RA
    APPROVED
    Since 2022-02-01
  • TX RA
    APPROVED_RES
    Since 2020-04-23
  • WV RA
    APPROVED
    Since 2009-06-01

Branch Locations

1200 Third Avenue Suite 100, Huntington, WV 25701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Huntington WV 06/2009 Present
Previous Registrations
Other Businesses

Rental Property; Investment related; Proctorville, OH; Sole Proprietor / Owner / Partner; 04/2017; During business hours: 0, After business hours: 1

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-08-07
S63 Uniform Securities Agent State Law Examination 1991-01-18
  • S65 Uniform Investment Adviser Law Examination
    2000-08-07
  • S63 Uniform Securities Agent State Law Examination
    1991-01-18
Other Names
  • Kathleen Lynn Whitley
  • Kathy Lynn Gorby

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LAYNE FINANCIAL GROUP
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
ROBERT W. BAIRD & CO. INCORPORATED
CETERA INVESTMENT ADVISERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
J.P. MORGAN SECURITIES LLC

Other Investors

LEA ANN BOSTIC
BENJAMIN ALAN MCGINNIS
Dewey C Brown
LEIGH A VILLERS
JOHN ALFRED VILLERS
JANET SUE CHAFFIN
JAMES E KARNES
Christopher Staten

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HUNTINGTON, WV
LAYNE FINANCIAL GROUP · HUNTINGTON, WV
WELLS FARGO CLEARING SERVICES, LLC · HUNTINGTON, WV
EDWARD JONES · HUNTINGTON, WV
ROBERT W. BAIRD & CO. INCORPORATED · HUNTINGTON, WV
CETERA INVESTMENT ADVISERS LLC · HUNTINGTON, WV
EDWARD JONES · Huntington, WV
STATE FARM INVESTMENT MANAGEMENT CORP. · Huntington, WV

More in Huntington, WV

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