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Lea Ann Bostic

Morgan Stanley

Huntington, WV

Charleston, WV

CRD 3134487

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-23
NC RA APPROVED 2018-09-24
WV RA APPROVED 2018-06-26
  • TX RA
    APPROVED_RES
    Since 2020-04-23
  • NC RA
    APPROVED
    Since 2018-09-24
  • WV RA
    APPROVED
    Since 2018-06-26

Branch Locations

1200 Third Avenue Suite 100, Huntington, WV 25701 • United States

500 Lee Street East Laidley Tower Suite 300, Charleston, WV 25339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Huntington WV 02/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-11
S63 Uniform Securities Agent State Law Examination 1999-02-02
  • S66 Uniform Combined State Law Examination
    2018-06-11
  • S63 Uniform Securities Agent State Law Examination
    1999-02-02
Other Names
  • Lea Ann Bostic
  • Lea Ann Krisher
  • Lea Ann Clark
  • Lea A Clark
  • Lea Ann Spano

View on SEC IAPD

Nearby Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LAYNE FINANCIAL GROUP
WELLS FARGO CLEARING SERVICES, LLC

Nearby Investors

BENJAMIN ALAN MCGINNIS
Dewey C Brown
LEIGH A VILLERS

Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HUNTINGTON, WV
LAYNE FINANCIAL GROUP · HUNTINGTON, WV
WELLS FARGO CLEARING SERVICES, LLC · HUNTINGTON, WV

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