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Janet Sue Chaffin

Morgan Stanley

Huntington, WV

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-23
WV RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-04-23
  • WV RA
    APPROVED
    Since 2009-06-01

Branch Locations

1200 Third Avenue Suite 100, Huntington, WV 25701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Huntington WV 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Huntington, WV
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-25
S63 Uniform Securities Agent State Law Examination 2001-04-20
  • S66 Uniform Combined State Law Examination
    2007-07-25
  • S63 Uniform Securities Agent State Law Examination
    2001-04-20
Other Names
  • Janet Chaffin Lemaster
  • Janet Sue Diamond

View on SEC IAPD

Other Firms

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WELLS FARGO CLEARING SERVICES, LLC
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ROBERT W. BAIRD & CO. INCORPORATED
CETERA INVESTMENT ADVISERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
J.P. MORGAN SECURITIES LLC

Other Investors

LEA ANN BOSTIC
BENJAMIN ALAN MCGINNIS
Dewey C Brown
LEIGH A VILLERS
JOHN ALFRED VILLERS
KATHY LYNN WHITLEY
JAMES E KARNES
Christopher Staten

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HUNTINGTON, WV
LAYNE FINANCIAL GROUP · HUNTINGTON, WV
WELLS FARGO CLEARING SERVICES, LLC · HUNTINGTON, WV
EDWARD JONES · HUNTINGTON, WV
ROBERT W. BAIRD & CO. INCORPORATED · HUNTINGTON, WV
CETERA INVESTMENT ADVISERS LLC · HUNTINGTON, WV
EDWARD JONES · Huntington, WV
STATE FARM INVESTMENT MANAGEMENT CORP. · Huntington, WV

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