Cassandra Marie Cervantes

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 01/2020
  Charles Schwab & Co., Inc.
  Phoenix, AZ
• 03/2021 → 12/2024
  Fidelity Investments
  Phoenix, AZ
• 01/2020 → 03/2021
  Unemployed
  Phoenix, AZ
• 01/2025 → Present
  Principal Securities, Inc.
  West Des Moines, IA
• 01/2025 → Present
  Principal Life Insurance Company
  West Des Moines, IA
• 08/2011 → Present
  Roshek Skinner Financial
  West Des Moines, IA

Previous Registrations

• 2021-05-20 → 2024-11-27
  Fidelity Personal And Workplace Advisors
  Salt Lake City, UT
• 2019-09-17 → 2020-01-30
  Charles Schwab & Co., Inc.
  Phoenix, AZ

Other Businesses

**ROSHEK SKINNER FINANCIAL POSITION: Client Service Manager NATURE: Roshek Skinner Financial INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/23/2025 ADDRESS: 6701 Westown Pkwy STE 200, West Des Moines IA 50266, United States DESCRIPTION: Reporting and prepping for client meetings. Opening accounts and transfer of accounts. Scheduling meetings for account reviews and ongoing tasks for clients. Account applications for changes on profiles. **RENTAL PROPERTY POSITION: Landlord/owner NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2011 ADDRESS: 38211 N Rusty Lane, Santan Valley AZ 85140, United States DESCRIPTION: Single family home that is a rental property. **ROSHEK SKINNER FINANCIAL (DBA) POSITION: Client Relationship Manager NATURE: Other INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/23/2025 ADDRESS: 6701 Westown Pkwy STE 200, West Des Moines IA 50266, United States DESCRIPTION: DBA marketing name.

Exams

• S66 Uniform Combined State Law Examination
  2019-09-16

Other Names

• Cassandra Marie Cervantes
• Cassie Cervantes
• Cassandra Cervantes