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Ross Alan Monten

Morgan Stanley

Napa, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-07-20
TX RA APPROVED 2020-07-17
  • CA RA
    APPROVED
    Since 2020-07-20
  • TX RA
    APPROVED
    Since 2020-07-17

Branch Locations

700 Main Street Suite 315, Napa, CA 94559 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 08/2016 07/2020
Morgan Stanley Smith Barney Llc Napa CA 07/2020 Present
Morgan Stanley Private Bank, N.A New York NY 09/2020 Present
  • 08/2016 → 07/2020
    Edward Jones
    St. Louis, MO
  • 07/2020 → Present
    Morgan Stanley Smith Barney Llc
    Napa, CA
  • 09/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2017-12-22 → 2020-07-20
    Edward Jones
    Napa, CA
    St Louis, MO
    Napa, CA
    Napa, CA
  • 2016-12-02 → 2017-12-20
    Edward Jones
    Napa, CA
    Napa, CA
    Napa, CA
    St Louis, MO
    Napa, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-01
  • S66 Uniform Combined State Law Examination
    2016-10-01

View on SEC IAPD

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Katherine Engel
Wyatt Raymond Knippen
Beatriz Adriana Buenrostro
Austin P Fitzpatrick
Christopher Micco

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NAPA, CA
HARRINGTON INVESTMENTS, INC. · NAPA, CA
LPL FINANCIAL LLC · NAPA, CA
HARRINGTON INVESTMENTS, INC. · NAPA, CA
WELLS FARGO CLEARING SERVICES, LLC · NAPA, CA
5T WEALTH, LLC · NAPA, CA
BENEFITS PLUS, LLC · NAPA, CA
LPL FINANCIAL LLC · NAPA, CA

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