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Kenneth Brown

J.P. Morgan Securities LLC

Columbus, OH

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-06-28
TX RA APPROVED_RES 2020-02-05
IL RA APPROVED 2017-06-01
  • OH RA
    APPROVED
    Since 2021-06-28
  • TX RA
    APPROVED_RES
    Since 2020-02-05
  • IL RA
    APPROVED
    Since 2017-06-01

Branch Locations

1111 Polaris Parkway, Columbus, OH 43240 • United States

10 S Dearborn St, Floor 13, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chicago IL 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-24
S63 Uniform Securities Agent State Law Examination 2009-09-03
  • S66 Uniform Combined State Law Examination
    2017-05-24
  • S63 Uniform Securities Agent State Law Examination
    2009-09-03
Other Names
  • Kenneth Charles Brown

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

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