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Justin David Dockter

Charles Schwab & Co., Inc.

Frisco, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-26
  • TX RA
    APPROVED
    Since 2022-01-26

Branch Locations

6765 Winning Drive Suite 825, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Ft. Worth TX 07/2016 10/2016
Jp Morgan Chase Bank, N.A. Dallas TX 07/2018 11/2018
Jp Morgan Securities, Llc Dallas TX 07/2018 11/2018
Td Ameritrade Plano TX 06/2017 01/2018
Td Ameritrade Plano TX 01/2018 07/2018
Td Ameritrade Fort Worth TX 10/2016 06/2017
Td Ameritrade Plano TX 12/2018 12/2022
Charles Schwab And Co., Inc. Frisco TX 12/2022 Present
Charles Schwab Bank, Ssb Frisco TX 11/2023 Present
  • 07/2016 → 10/2016
    Td Ameritrade
    Ft. Worth, TX
  • 07/2018 → 11/2018
    Jp Morgan Chase Bank, N.A.
    Dallas, TX
  • 07/2018 → 11/2018
    Jp Morgan Securities, Llc
    Dallas, TX
  • 06/2017 → 01/2018
    Td Ameritrade
    Plano, TX
  • 01/2018 → 07/2018
    Td Ameritrade
    Plano, TX
  • 10/2016 → 06/2017
    Td Ameritrade
    Fort Worth, TX
  • 12/2018 → 12/2022
    Td Ameritrade
    Plano, TX
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Frisco, TX
  • 11/2023 → Present
    Charles Schwab Bank, Ssb
    Frisco, TX
Previous Registrations
  • 2018-12-17 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Plano, TX
    Frisco, TX
  • 2018-12-17 → 2022-10-14
    Td Ameritrade, Inc.
    Plano, TX
    Frisco, TX
    Omaha, NE
  • 2018-08-01 → 2018-11-27
    J.P. Morgan Securities Llc
    Dallas, TX
  • 2016-09-13 → 2018-08-07
    Td Ameritrade, Inc.
    Westlake, TX
    Fort Worth, TX
    Omaha, NE
    Plano, TX
  • 2016-09-13 → 2018-08-07
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-12
  • S66 Uniform Combined State Law Examination
    2016-09-12
Other Names
  • Justin Dockter

View on SEC IAPD

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Other Offices

BSIP SLP GP, LLC · FRISCO, TX
MCCLURE CAPITAL ADVISORS, INC. · FRISCO, TX
MAVERICK TECH FUND MANAGER · FRISCO, TX
WAYMAKER PARTNERS, LLC · FRISCO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX
RBC CAPITAL MARKETS, LLC · Frisco, TX
CG ADVISORY SERVICES · Frisco, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX

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