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Courtney Lorraine Garcia

Payne Capital Management, LLC

New York, NY

New York, NY

Bronxville, NY

CRD 6685706

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Employer firm

Payne Capital Management, LLC CRD 147119

$1.34B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Payne Capital Management, Llc

231 West 29Th Street Suite 1002, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-23
  • NY RA
    APPROVED
    Since 2021-03-23

Branch Locations

231 W 29Th Street, Suite 1002, New York, NY 10001 • United States

231 West 29Th Street Suite 1002, New York, NY 10001 • United States

Bronxville, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Payne Capital Management New York NY 04/2014 Present
  • 04/2014 → Present
    Payne Capital Management
    New York, NY
Other Businesses

?Name of other business: CNBC (NBC Universal) ?Is business Investment related: Yes ?Address of other business: 900 Sylvan Ave, Englewood Cliffs, NJ 07632 ?Nature of other business: Television Financial Market Commentator ?Your position: CNBC Contributor ?Title and relationship with other business: CNBC Contributor - appear on shows periodically to discuss financial market views / insights ?Start date of relationship: 12/1/2021 (no paid appearances however until February 2022) ?Approx. # of hours /month devote to other business: 1-8 hours / month ?Number of hours devoted to other business during securities trading hours: 1-8 hours / month ?Briefly describe duties: Appear on CNBC programming to provide my expertise on financial market views and insights. The shows and times of appearances vary from 0 - 8 shows a month usually.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-04-29
  • S65 Uniform Investment Adviser Law Examination
    2014-04-29
Designations
  • Certified Financial Planner
Other Names
  • Courtney Dominguez
  • Courtney Lorraine Dominguez

View on SEC IAPD

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