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John H Hardin

Ubs Financial Services Inc.

West Palm Beach, FL

Miami, FL

Coral Gables, FL

CRD 6685513

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2025-05-12
FL RA APPROVED 2024-10-18
NY RA APPROVED 2024-10-17
TX RA APPROVED 2024-10-17
  • PR RA
    APPROVED
    Since 2025-05-12
  • FL RA
    APPROVED
    Since 2024-10-18
  • NY RA
    APPROVED
    Since 2024-10-17
  • TX RA
    APPROVED
    Since 2024-10-17

Branch Locations

525 Okeechobee Blvd Suite 1500, West Palm Beach, FL 33401 • United States

100 Se 2Nd Street, Suite 2500, Miami, FL 33131 • United States

4225 Ponce De Leon Blvd Suite 500, Coral Gables, FL 33146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Miami FL 07/2016 09/2018
Jpmorgan Securities Llc Miami FL 07/2016 09/2018
Jpmorgan Chase Bank Na New York NY 09/2018 10/2024
Jpmorgan Securities Llc New York NY 09/2018 10/2024
Ubs Financial Services Inc Coral Gables FL 10/2024 Present
  • 07/2016 → 09/2018
    Jpmorgan Chase Bank Na
    Miami, FL
  • 07/2016 → 09/2018
    Jpmorgan Securities Llc
    Miami, FL
  • 09/2018 → 10/2024
    Jpmorgan Chase Bank Na
    New York, NY
  • 09/2018 → 10/2024
    Jpmorgan Securities Llc
    New York, NY
  • 10/2024 → Present
    Ubs Financial Services Inc
    Coral Gables, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-08
S63 Uniform Securities Agent State Law Examination 2016-09-16
  • S65 Uniform Investment Adviser Law Examination
    2024-03-08
  • S63 Uniform Securities Agent State Law Examination
    2016-09-16
Other Names
  • John H Hardin
  • John Harold Hardin

View on SEC IAPD

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CLEARSKY ADVISORS LLC · WEST PALM BEACH, FL
MYRIAD ASSET MANAGEMENT ADVISORS LLC · WEST PALM BEACH, FL
TCG STRATEGIC INCOME ADVISOR LLC · WEST PALM BEACH, FL

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