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John Andrew Gottwald

Edward Jones

Deerfield, IL

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-08-08
TX RA APPROVED 2025-08-08
  • IL RA
    APPROVED
    Since 2025-08-08
  • TX RA
    APPROVED
    Since 2025-08-08

Branch Locations

1020 Milwaukee Ave Suite 355, Deerfield, IL 60015-3513 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Securities Corp Chicago IL 06/2017 09/2019
National Securities Corp Chicago IL 01/2017 06/2017
University Of Dayton Dayton OH 08/2012 12/2016
Modern Woodmen Of America Dayton OH 08/2016 12/2016
National Asset Management Chicago IL 10/2018 09/2019
Merrill Lynch/Bank Of America, N.A. Forest IL 09/2019 08/2025
Edward Jones St. Louis MO 08/2025 Present
  • 06/2017 → 09/2019
    National Securities Corp
    Chicago, IL
  • 01/2017 → 06/2017
    National Securities Corp
    Chicago, IL
  • 08/2012 → 12/2016
    University Of Dayton
    Dayton, OH
  • 08/2016 → 12/2016
    Modern Woodmen Of America
    Dayton, OH
  • 10/2018 → 09/2019
    National Asset Management
    Chicago, IL
  • 09/2019 → 08/2025
    Merrill Lynch/Bank Of America, N.A.
    Forest, IL
  • 08/2025 → Present
    Edward Jones
    St. Louis, MO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-01
S63 Uniform Securities Agent State Law Examination 2018-02-16
  • S65 Uniform Investment Adviser Law Examination
    2018-10-01
  • S63 Uniform Securities Agent State Law Examination
    2018-02-16
Other Names
  • John Andew Gottwald
  • John Andrew Gottwald
  • John Gottwald

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Deerfield, IL
CAPITAL RESOURCE MANAGEMENT,INC. · DEERFIELD, IL
ROBERTS, GLORE & CO. · DEERFIELD, IL
PICKWICK WEALTH MANAGEMENT · DEERFIELD, IL
OSAIC WEALTH, INC. · DEERFIELD, IL
WAVERLY ADVISORS, LLC · Deerfield, IL
LPL FINANCIAL LLC · Deerfield, IL
NADLER FINANCIAL GROUP, INC. · DEERFIELD, IL

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