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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-04-23 |
| TX | RA | APPROVED | 2026-04-23 |
Branch Locations
270 Park Avenue, Floor 25 & 43, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup | New York | NY | 11/2015 | 08/2021 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 09/2021 | Present |
| J.P. Morgan Securities Llc | New York | NY | 09/2021 | Present |
| Good Bread Distributors Llc | Newark | NJ | 03/2015 | Present |
Entity Name: Good Bread Distributors LLC Investment related: No Address: Newark, NJ Nature of the other business: Baked Goods Position/Title/Relationship: Owner/Partner Start Date: 03/01/2015 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: None, I have NO responsibilities in this LLC. This is a small family LLC managed by my father. He is in the business of resale and delivery of baked goods. I am a just a passive member and registered agent. My father is the one that manages the day to day operations which includes de delivery of baked goods (breads/cakes/croissants).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-28 |
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