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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-22 |
| ID | RA | APPROVED | 2024-07-30 |
| CA | RA | APPROVED | 2023-05-19 |
| NY | RA | APPROVED | 2021-10-26 |
| NJ | RA | APPROVED | 2020-02-25 |
Branch Locations
299 Park Ave 26Th Floor, New York, NY 10171 • United States
1285 Avenue Of The Americas 38Th Floor, New York, NY 10019 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Irvine | CA | 10/2018 | 12/2018 |
| Ubs Financial Services Inc. | New York | NY | 01/2019 | Present |
| Houzz | London | 09/2017 | 08/2018 | |
| Houzz | Irvine | CA | 07/2017 | 08/2017 |
| California Polytechnic State University | San Luis Obispo | CA | 03/2014 | 06/2017 |
| California Polytechnic State University | San Luis Obispo | CA | 09/2013 | 06/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-05 |
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