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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-07-31 |
| TX | RA | APPROVED | 2026-07-31 |
Branch Locations
40 Calhoun Street Suite 310, Charleston, SC 29401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Mount Pleasant | SC | 10/2010 | 02/2019 |
| Wells Fargo Clearing Services, Llc | Mount Pleasant | SC | 07/2016 | 02/2019 |
| Securian Financial Services Inc | St Paul | MN | 03/2019 | 11/2019 |
| Minnesota Life Insurance Co | St Paul | MN | 03/2019 | 11/2019 |
| Carolina Capital Management | Mt Pleasant | SC | 03/2019 | 11/2019 |
| Uber | Mt Pleasant | SC | 06/2017 | 03/2018 |
| Lyft | Mt Pleasant | SC | 06/2017 | 03/2018 |
| Guardian Life Insurance Company | Mt. Pleasant | SC | 11/2019 | 07/2026 |
| Park Avenue Securities | Mt. Pleasant | SC | 11/2019 | 07/2026 |
| Mml Investors Services, Llc | Charleston | SC | 07/2026 | Present |
| Massmutual Life Insurance Company | Charleston | SC | 07/2026 | Present |
1) NAME: ALL SAINT LUTHERAN CHURCH INV REL: Y ADDR: 2107 N HWY 17, MT. PLEASANT, SC 29466 NATURE: NON-PROFIT CHURCH ORGANIZATION POSITION: TREASURER START DATE: 1/1/2026 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 0 DUTIES: SIGNING CHECKS, ASSISTING IN FINANCE COMMITTEE DISCUSSIONS, AND CHURCH COUNCIL MEETING FOR ANNUAL BUDGET APPROVALS 2) NAME: GOING PLACES INV REL: Y ADDR: PO BOX 2188, MT. PLEASANT, SC 29465 NATURE: 501C3 NON-PROFIT POSITION: TREASURER START DATE: 1/1/2021 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DUTIES: QUARTERLY MEETINGS TO REVIEW FINANCIALS WITH BOARD 3) NAME: BLUEWATER DENTAL ADVISORS LLC INV REL: Y ADDR: 40 CALHOUN ST, SUITE 310, CHARLESTON, SC 29401 NATURE: FINANCIAL PLANNING AND EDUCATION FOR DENTAL PRACTICE OWNERS POSITION: OWNER OF LLC/MANAGING DIRECTOR START DATE: 2/1/2022 NO. HR/MO: 80 NO. HR/MO DURING SEC TRADING: 80 DUTIES: PROVIDE INFORMATION TO DENTISTS REGARDING EDUCATION AND PLANNING EFFORTS IN THEIR INDUSTRY 4) NAME: HUSKEY FINANCIAL GROUP LLC, INV REL: Y, ADD: 40 CALHOUN ST., SUITE 310, CHARLESTON, SC 29401 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 5/1/2020, NO. HR/MO:30, NO. HR/MO DURING SEC TRADING: 30, DUTIES: LIFE, DISABILITY, EQUITY FIXED LIFE, LONG-TERM CARE, FIXED ANNUITIES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-04 |
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