Inactive

Austin Little

Cerity Partners LLC

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Current Employers

Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-08-18

TX RA
APPROVED

Since 2022-08-18

Branch Locations

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

3526 W Vickery Blve, Fort Worth, TX 76107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Corelogic	Irving	TX	06/2017	10/2017
Unemployed	Euless	TX	06/2017	07/2017
Wfisd	Wichita	KS	12/2016	06/2017
Aspen Wealth Strategies	Arvada	CO	06/2016	12/2016
Securities America, Inc.	Fort Worth	TX	10/2017	06/2022
Securities America Advisors	Fort Worth	TX	09/2018	06/2022
Bd4Ria, Inc.	Fort Worth	TX	07/2022	12/2022
Cerity Partners Llc	Forth Worth	TX	06/2022	Present
Clarity Financial Group	Fort Worth	TX	10/2017	06/2022
Arkadios Capital	Fort Worth	TX	12/2022	12/2023

06/2017 → 10/2017

Corelogic

Irving, TX
06/2017 → 07/2017

Unemployed

Euless, TX
12/2016 → 06/2017

Wfisd

Wichita, KS
06/2016 → 12/2016

Aspen Wealth Strategies

Arvada, CO
10/2017 → 06/2022

Securities America, Inc.

Fort Worth, TX
09/2018 → 06/2022

Securities America Advisors

Fort Worth, TX
07/2022 → 12/2022

Bd4Ria, Inc.

Fort Worth, TX
06/2022 → Present

Cerity Partners Llc

Forth Worth, TX
10/2017 → 06/2022

Clarity Financial Group

Fort Worth, TX
12/2022 → 12/2023

Arkadios Capital

Fort Worth, TX

Previous Registrations

2018-09-11 → 2022-06-16

Securities America Advisors, Inc.

Fort Worth, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-06-21

S66 Uniform Combined State Law Examination

2018-06-21

Designations

Other Names

Austin Frank Little

View on SEC IAPD

Other Firms

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P2 CAPITAL PARTNERS, LLC

KINYAN CAPITAL MANAGEMENT LLC

BRIGHTSPIRE CAPITAL ADVISORS, LLC

ACORN ADVISORY CAPITAL, L.P.

COMPASS GROUP LLC

CRESTVIEW PARTNERS

LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY

STEPHANIE LYNN FAGENSON

Logan Stephen Michals

JONATHAN HARRY SIEGEL

HAL WILLIAM BROWN

RICCARDO MARIA RAINIERI

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY

P2 CAPITAL PARTNERS, LLC · NEW YORK, NY

KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY

ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY

COMPASS GROUP LLC · NEW YORK, NY

CRESTVIEW PARTNERS · NEW YORK, NY

LEEDS EQUITY PARTNERS · NEW YORK, NY

More in New York, NY

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