Best Investors Account Sign in

Michael Alan Schmoldt

Equitable Advisors, LLC

New York, NY

CRD 6684158

Claim This Profile
Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-10
TX RA APPROVED 2025-03-10
  • NY RA
    APPROVED
    Since 2025-03-10
  • TX RA
    APPROVED
    Since 2025-03-10

Branch Locations

1290 Avenue Of The Americas 4Th Fl, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Co New York NY 07/2016 06/2018
Nylife Securities, Llc. New York NY 07/2016 06/2018
Mass Mutual Life Insurance Company New York NY 08/2018 03/2025
Mml Investors Services, Llc New York NY 10/2018 03/2025
Equitable Advisors, Llc New York NY 03/2025 Present
  • 07/2016 → 06/2018
    New York Life Insurance Co
    New York, NY
  • 07/2016 → 06/2018
    Nylife Securities, Llc.
    New York, NY
  • 08/2018 → 03/2025
    Mass Mutual Life Insurance Company
    New York, NY
  • 10/2018 → 03/2025
    New York, NY
  • 03/2025 → Present
    New York, NY
Previous Registrations
Other Businesses

1) VARIOUS OUTSIDE INSURANCE 2) 03/11/2025 INDEPENDENT AGENT - OUTSIDE FIXED INSURANCE 3) EXECUTOR OF ESTATE - UNCLE. 11.27.2023

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-16
S63 Uniform Securities Agent State Law Examination 2018-06-07
  • S66 Uniform Combined State Law Examination
    2021-11-16
  • S63 Uniform Securities Agent State Law Examination
    2018-06-07

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor