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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-05-20 |
| SC | RA | APPROVED | 2021-02-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Columbia | SC | 08/2016 | 02/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2019 | 06/2019 |
| Northwestern Mutual Investment Services Llc | Columbia | SC | 02/2019 | 06/2019 |
| First Citizens Bank | Columbia | SC | 07/2019 | 01/2021 |
| First Citizens Investor Services | Raleigh | NC | 07/2019 | 01/2021 |
| Wells Fargo Clearing Services, Llc | Columbia | SC | 01/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-24 |
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