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Current Employers
New York Life Investment Management Llc

51 Madison Avenue, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-01-23
  • NY RA
    APPROVED
    Since 2024-01-23

Branch Locations

51 Madison Avenue, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life New York NY 07/2016 04/2022
Ubs Financial Services Inc. Weehawken NJ 05/2022 08/2023
New York Life New York NY 01/2024 Present
Unemployed Northport NY 08/2023 01/2024
  • 07/2016 → 04/2022
    New York Life
    New York, NY
  • 05/2022 → 08/2023
    Weehawken, NJ
  • 01/2024 → Present
    New York Life
    New York, NY
  • 08/2023 → 01/2024
    Unemployed
    Northport, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-10
  • S66 Uniform Combined State Law Examination
    2017-01-10
Other Names
  • Shane Robert Murphy

View on SEC IAPD

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