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Margaux Isabelle Yawn

Ubs Financial Services Inc.

New York, NY

Astoria, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2019-10-28
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2019-10-28

Branch Locations

299 Park Ave 8Th, 9Th 11Th Floor, New York, NY 10171 • United States

Astoria, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services New York NY 01/2018 05/2018
Ubs Financial Services New York NY 05/2018 Present
Fordham University Bronx NY 08/2014 05/2018
  • 01/2018 → 05/2018
    Ubs Financial Services
    New York, NY
  • 05/2018 → Present
    Ubs Financial Services
    New York, NY
  • 08/2014 → 05/2018
    Fordham University
    Bronx, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-04-06
S63 Uniform Securities Agent State Law Examination 2019-02-16
  • S65 Uniform Investment Adviser Law Examination
    2019-04-06
  • S63 Uniform Securities Agent State Law Examination
    2019-02-16
Other Names
  • Margaux Isabelle Yawn

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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