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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-14
VA RA APPROVED 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14
  • VA RA
    APPROVED
    Since 2024-11-14

Branch Locations

277 S. Washington St. Suite 420, Alexandria, VA 22314 • United States

303 International Cir Ste 105, Cockeysville, MD 21030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Purshe Kaplan Sterling Investments Albany NY 07/2016 10/2019
Mcadam Llc Tyson Corner VA 07/2016 10/2019
Prudential Insurance Company Of America Vienna VA 10/2019 Present
Pruco Securities, Llc. Vienna VA 10/2019 11/2024
Lpl Enterprise, Llc Vienna VA 11/2024 Present
  • 07/2016 → 10/2019
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 07/2016 → 10/2019
    Tyson Corner, VA
  • 10/2019 → Present
    Prudential Insurance Company Of America
    Vienna, VA
  • 10/2019 → 11/2024
    Vienna, VA
  • 11/2024 → Present
    Vienna, VA
Previous Registrations
  • 2019-10-29 → 2024-11-14
    Vienna, VA
    North Bethesda, MD
  • 2016-09-21 → 2019-11-04
    Tysons Corner, VA
    Radnor, PA
    Tysons Corner, VA
Other Businesses

1) 04/24/2025-Pillar Wealth Partners-Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 04/01/2025-10hrs/mth-10hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-16
  • S66 Uniform Combined State Law Examination
    2016-09-16
Other Names
  • Nazz Spurio
  • Tripp Spurio
  • Nazzareno H Spurio
  • Nazzareno Henry Spurio

View on SEC IAPD

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