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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Plano | TX | 07/2016 | 12/2019 |
| Bank Of America, N.A. | Plano | TX | 02/2017 | 12/2019 |
| Wells Fargo Clearing Services Llc | Plano | TX | 12/2019 | 08/2023 |
| The Vanguard Group, Inc. | Plano | TX | 09/2023 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: EXECUTOR FOR IMMEDIATE FAMILY MEMBER INVESTMENT RELATED ADDRESS: FRISCO, TX NATURE OF BUSINESS: FIDUCIARY POSITION: AGENT START DATE: 09/2024 APPROXIMATE HOURS/MONTH: 3 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SETTLE ESTATE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-25 |
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