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5400 University Avenue, West Des Moines, IA 50266 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-05-22 |
| IL | RA | APPROVED | 2022-12-16 |
| VA | RA | APPROVED | 2022-11-29 |
| IA | RA | APPROVED | 2022-11-28 |
| MI | RA | APPROVED | 2022-03-29 |
| NC | RA | APPROVED | 2021-11-09 |
| AZ | RA | APPROVED | 2021-08-16 |
| CO | RA | APPROVED | 2021-02-04 |
| MN | RA | APPROVED | 2021-01-14 |
| WI | RA | APPROVED | 2021-01-08 |
Branch Locations
5400 University Ave, West Des Moines, IA 50266 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Milwaukee | WI | 08/2016 | 11/2020 |
| University Of Wisconsin, Milwaukee | Milwaukee | WI | 08/2010 | Present |
| Bank Of America, N.A. | Milwaukee | WI | 01/2017 | 11/2020 |
| Fbl Financial Group | West Des Moines | IA | 12/2020 | Present |
| Fbl Marketing Services | West Des Moines | IA | 12/2020 | Present |
1) Adjunct Professor @ University of Wisconsin, Milwaukee; Not investment related; 3200 N Cramer St, Milwaukee, WI 53211; Adjunct professor as needed; Compensated; 11-1998; 8 hrs/mo; 0 hrs during trading; Teaching engineering materials as needed. 2) FBL WEALTH MANAGEMENT, LLC; INVESTMENT RELATED; 5400 UNIVERSITY AVE, WEST DES MOINES IA 50266; INVESTMENT ADVISORY AND FINANCIAL PLANNING; INVESTMENT ADVISER REPRESENTATIVE; DATE OF FBLWM RELEASE LETTER, UNTIL FURTHER NOTICE; Varied HOURS PER MONTH; Varied HOURS DEVOTED PER MONTH DURING TRADING HOURS; PROVIDE INVESTMENT ADVISORY AND FINANCIAL PLANNING SERVICES TO CUSTOMERS; FEE BASED, HOURLY RATE. 3) FARM BUREAU LIFE AND AFFILIATES; NOT INVESTMENT RELATED; 5400 UNIVERSITY AVE, WDM IA; SELLING INSURANCE; 11-24-2020. 4) Hong Chang Investment; Not investment related; 8719 W. Lapham St, West Allis, WI 53214; Owner of the Rental Property; Compensated, Rental Property; June, 2005; 2-3 HR/MO my husband is in charge of operations; 0 HR during trading; 8-unit rental property maintenance and collecting rents.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-16 |
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