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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-09-08 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Williamsville | NY | 04/2019 | 09/2023 |
| Vip Vapor | Cheektowaga | NY | 06/2017 | 06/2018 |
| Real Estate Keller Williams | Lancaster | NY | 07/2018 | 04/2019 |
| Universty Of Buffalo | Amherst | NY | 09/2015 | 07/2021 |
| Lpl Financial Llc | Williamsville | NY | 09/2023 | Present |
1) 02/27/2025 - MICHAEL GIMLIN JR - Investment Related - Tax Prep/Accounting/CPA - At Reported Business Location(s) - Start Date:02/24/2025 - 12 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-01-07 |
| S65 | Uniform Investment Adviser Law Examination | 2021-10-04 |
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