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Brenton Shields Luper

LPl Enterprise, LLC

Glen Allen, VA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-07
VA RA APPROVED 2024-11-14
  • TX RA
    APPROVED
    Since 2025-06-07
  • VA RA
    APPROVED
    Since 2024-11-14

Branch Locations

4860 Cox Road Suite 100, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Richmond VA 07/2016 11/2016
Wells Fargo Bank Na Richmond VA 01/2014 01/2021
Wells Fargo Clearing Services, Llc Richmond VA 11/2016 01/2021
Prudential Insurance Company Of America Bethesda MD 06/2021 Present
Pruco Securities, Llc. Bethesda MD 06/2021 11/2024
Unemployed Richmond VA 01/2021 06/2021
Lpl Enterprise, Llc North Bethesda MD 11/2024 Present
  • 07/2016 → 11/2016
    Wells Fargo Advisors, Llc.
    Richmond, VA
  • 01/2014 → 01/2021
    Wells Fargo Bank Na
    Richmond, VA
  • 11/2016 → 01/2021
    Wells Fargo Clearing Services, Llc
    Richmond, VA
  • 06/2021 → Present
    Prudential Insurance Company Of America
    Bethesda, MD
  • 06/2021 → 11/2024
    Pruco Securities, Llc.
    Bethesda, MD
  • 01/2021 → 06/2021
    Unemployed
    Richmond, VA
  • 11/2024 → Present
    Lpl Enterprise, Llc
    North Bethesda, MD
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-10-06
S63 Uniform Securities Agent State Law Examination 2016-09-14
  • S65 Uniform Investment Adviser Law Examination
    2016-10-06
  • S63 Uniform Securities Agent State Law Examination
    2016-09-14
Other Names
  • Brenton Shields Luper

View on SEC IAPD

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LPL FINANCIAL LLC · GLEN ALLEN, VA
STRATHMORE CAPITAL ADVISORS · Glen Allen, VA
CETERA INVESTMENT ADVISERS LLC · GLEN ALLEN, VA
CARLSON FINANCIAL · GLEN ALLEN, VA
CETERA INVESTMENT ADVISERS LLC · GLEN ALLEN, VA
CETERA INVESTMENT ADVISERS LLC · GLEN ALLEN, VA
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