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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-12-01
  • WA RA
    APPROVED
    Since 2025-12-01

Branch Locations

7525 Se 24Th Street Suite 110, Mercer Island, WA 98040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Ins Las Vegas NV 07/2016 11/2025
Park Avenue Securities Las Vegas NV 02/2017 11/2025
Lifetime Athletics Summerlin NV 07/2013 02/2017
Lpl Enterprise Llc Mercer Island WA 11/2025 Present
  • 07/2016 → 11/2025
    Guardian Life Ins
    Las Vegas, NV
  • 02/2017 → 11/2025
    Park Avenue Securities
    Las Vegas, NV
  • 07/2013 → 02/2017
    Lifetime Athletics
    Summerlin, NV
  • 11/2025 → Present
    Mercer Island, WA
Previous Registrations
Other Businesses

1) 10/31/2025 - Walter Brown - Real Estate Rental - Start Date 10/01/2019 - INV REL - Las Vegas, NV - 0 hrs/mth | 0 hrs during trading. 2) 10/31/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Start Date 10/13/2025 - INV REL - Seattle, WA- 160 hrs/mth | 160 hrs during trading. 3) 10/31/2025 - WALTER BROWN N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Start Date 10/13/2025 - INV REL - Seattle, WA- 160 hrs/mth | 160 hrs during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-15
  • S66 Uniform Combined State Law Examination
    2017-12-15
Designations
Other Names
  • Walter Brown

View on SEC IAPD

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