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Thomas Robert Wareing

Domain Money Advisors, LLC

New York, NY

Glendale, AZ

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Current Employers
Domain Money Advisors, Llc

32 Mercer St. 3Rd Floor, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-27
CA RA APPROVED 2026-08-10
TX RA APPROVED_RES 2026-08-10
AZ RA APPROVED 2026-02-19
  • NY RA
    APPROVED
    Since 2026-08-27
  • CA RA
    APPROVED
    Since 2026-08-10
  • TX RA
    APPROVED_RES
    Since 2026-08-10
  • AZ RA
    APPROVED
    Since 2026-02-19

Branch Locations

32 Mercer St. 3Rd Floor, New York, NY 10013 • United States

Glendale, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 07/2016 07/2025
Bergen Financial Group Peoria AZ 07/2025 01/2026
Ae Wealth Management, Llc Topeka KS 07/2025 01/2026
Domain Money Advisors Llc New York NY 01/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-05
S63 Uniform Securities Agent State Law Examination 2016-08-12
  • S65 Uniform Investment Adviser Law Examination
    2018-10-05
  • S63 Uniform Securities Agent State Law Examination
    2016-08-12
Designations
Other Names
  • Tom Wareing
  • Tom Robert Wareing
  • Thomas Robert Wareing
  • Thomas Wareing

View on SEC IAPD

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