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Emily Katherine Hopkins

Prime Capital Financial

Houston, TX

Overland Park, KS

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Current Employers
Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-22
  • TX RA
    APPROVED
    Since 2020-10-22

Branch Locations

11700 Katy Freeway Suite #630, Houston, TX 77079 • United States

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Houston TX 07/2016 07/2017
Epic Insurance Brokers And Consultants Houston TX 07/2017 01/2018
Prime Capital Investment Advisors, Llc Overland Park KS 01/2018 Present
  • 07/2016 → 07/2017
    Valic Financial Advisors
    Houston, TX
  • 07/2017 → 01/2018
    Epic Insurance Brokers And Consultants
    Houston, TX
  • 01/2018 → Present
    Prime Capital Investment Advisors, Llc
    Overland Park, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-22
S63 Uniform Securities Agent State Law Examination 2016-09-28
  • S65 Uniform Investment Adviser Law Examination
    2020-10-22
  • S63 Uniform Securities Agent State Law Examination
    2016-09-28
Other Names
  • Emily Parker
  • Emily Katherine Parker

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

More in Houston, TX

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