John Frank Carty

Employer firm

Edelman Financial Engines CRD 104510

$326B regulatory AUM 322,130 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 11/2016
  Tmfs Advisors, Llc
  St. George, UT
• 11/2016 → 08/2022
  Financial Engines Advisors L.L.C.
  St. George, UT
• 08/2022 → 10/2025
  Financial Engines Advisors L.L.C
  Santa Clara, CA
• 10/2025 → Present
  Edelman Financial Engines
  Santa Clara, CA

Other Businesses

St George Storage; INVESTMENT RELATED: No; ADDRESS: 1519 E 4340 S Cr., St. George’s UT 84790; NATURE: This is a commercial self-storage facility.; POSITION: Silent Investor; START DATE: 07/01/2026; NUMBER OF HOURS/MONTH: 0 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: I will simply be a silent partner. No duties or powers.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-01-26

Other Names

• Jack Frank Carty