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Inactive

Richard S Hamilton

Facet

West Palm Beach, FL

Newport , NC

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Current Employers
Facet

2054 Vista Parkway Ste 400, West Palm Beach, FL 33411 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-08-19
TX RA APPROVED 2026-08-19
  • NC RA
    APPROVED
    Since 2026-08-19
  • TX RA
    APPROVED
    Since 2026-08-19

Branch Locations

2054 Vista Parkway Ste 400, West Palm Beach, FL 33411 • United States

Newport , NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group Inc Charlotte NC 07/2016 10/2024
Edward Jones St Louis MO 12/2024 08/2026
Facet West Palm Beach FL 08/2026 Present
  • 07/2016 → 10/2024
    The Vanguard Group Inc
    Charlotte, NC
  • 12/2024 → 08/2026
    Edward Jones
    St Louis, MO
  • 08/2026 → Present
    Facet
    West Palm Beach, FL
Previous Registrations
Other Businesses

Rental Property Newport, NC Start date: 1/1/2026 Owner Hours per week: 0 Hours during trading: 0 Desc: Owner of rental property.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-04
S63 Uniform Securities Agent State Law Examination 2016-08-12
  • S65 Uniform Investment Adviser Law Examination
    2018-10-04
  • S63 Uniform Securities Agent State Law Examination
    2016-08-12
Designations
Other Names
  • Richard Hamilton
  • Richard Hamilton
  • Richard Spotswood Hamilton
  • Richard S Hamilton

View on SEC IAPD

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SUZANN RITA ZADANOSKY
ROBERT EDWARD DEFOREST
RYAN JOSEPH MCGOVERN
WAYNE JULIUS SAFRO
GEORGE S MAYER
SCOTT BERNARD ARENTSEN
NATHALIE TREMBLAY

Other Offices

CLEARSKY ADVISORS LLC · WEST PALM BEACH, FL
MYRIAD ASSET MANAGEMENT ADVISORS LLC · WEST PALM BEACH, FL
TCG STRATEGIC INCOME ADVISOR LLC · WEST PALM BEACH, FL
SUNRISE MANAGER LLC · WEST PALM BEACH, FL
SRT GROUP LLC · WEST PALM BEACH, FL
UBS FINANCIAL SERVICES INC. · WEST PALM BEACH, FL
CIBC PRIVATE WEALTH ADVISORS, INC. · WEST PALM BEACH, FL
CIBC PRIVATE WEALTH ADVISORS, INC. · West Palm Beach, FL

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